Independence Means Greater Freedom
In the highly regulated securities industry, multiple federal and state entities provide oversight of the work financial advisors do on behalf of investors. The types of services an advisor provides carry a corresponding requirement to affiliate with an appropriate firm or entity to ensure compliance with the rules governing those services. We have many choices of whom to affiliate with and which business model we want to follow. The fact that we have chosen to work with Commonwealth Financial Network®, a Registered Investment Adviser, provides some of the below key advantages to you.